中文题名: | 政府地价干预影响工业集聚对环境效率作用的研究——基于全国地级市面板数据的实证分析 |
姓名: | |
学号: | 2017109003 |
保密级别: | 公开 |
论文语种: | chi |
学科代码: | 020106 |
学科名称: | 经济学 - 理论经济学 - 人口、资源与环境经济学 |
学生类型: | 硕士 |
学位: | 经济学硕士 |
学校: | 南京农业大学 |
院系: | |
专业: | |
研究方向: | 资源经济与政策 |
第一导师姓名: | |
第一导师单位: | |
完成日期: | 2020-06-01 |
答辩日期: | 2020-06-03 |
外文题名: | Impacts of land price intervention on the environmental effects of industrial agglomeration——an empirical analysis based on the panel data of chinese prefecture-level cities |
中文关键词: | |
外文关键词: | Industrial land price intervention ; Industrial agglomeration ; Environmental efficiency |
中文摘要: |
西方学者较早关注到,由市场主导的工业产业集聚不仅实现了生产率的提高,同时在集聚的外部规模经济作用(外部性)下通过技术溢出进步、治污的规模效应等降低了单位产出污染排放,提高了环境效率,这一结论在许多工业集群地区得到验证。国内的许多学者也考察过中国的工业集聚与环境效率的关系,但得到的结论不一。认为中国的工业集聚外部规模经济作用没有明显改善环境效率的研究从集聚的产业链不够完整、布局不尽合理等原因进行了一定程度的解释,但是一个更深层次的原因却往往被忽略:政府因素。现有研究大多是基于市场主导工业集聚形成的假设前提,认为企业在要素回报率引导下自发集聚形成外部规模经济效应进而影响环境效率。但是在中国,工业集聚并不完全由市场主导形成,地方政府为发展经济通过地价干预手段影响工业集聚是非常普遍的现象。地价是企业进入地区的门槛,而政府对地价的干预使企业进入门槛降低并变相形成对企业的政策补贴,表面上这会推动和加快工业集聚规模的形成,但是集聚企业的内部关联性和生产行为也可能会发生改变进而影响集聚外部规模经济作用(外部性)的发挥。因此,本文想要验证的问题是:政府的地价干预会影响工业集聚的外部性发挥对环境效率的改善作用吗?具体的影响机制是什么呢?回答上述问题,有助于深入了解目前地方政府普遍实行的地价政策干预行为在地区产业发展对环境的影响中起到怎样的作用,具有一定现实意义和政策参考价值。 基于上述提出的问题,本文首先根据已有文献研究,归纳总结关于工业集聚对环境效率影响的机制和结论,然后从地方政府干预的视角入手,以工业地价偏离来刻画政府的干预行为,将其纳入工业集聚与环境效率关系的分析框架,重点阐述地价干预影响工业集聚对环境效率作用的理论机制。其次,基于2007-2013年全国245个地级市的面板数据,采用动态面板模型检验政府地价干预是否影响了工业集聚外部规模经济效应对环境效率的作用,并进行稳健性检验。同时在考虑地区行业发展异质性和环保政策执行时点差异的基础上进一步检验地价干预的调节作用是否存在差异性。最后根据所得到的实证研究结果,提出相应的政策意见。 本文共分为六个章节。第一章为绪论,首先介绍本文的研究背景,并结合实际观察和已有文献的不足提出本文的研究问题。本文认为现有文献对中国工业集聚与环境效率关系的研究大多遗漏了政府的因素,但是在现实中政府对工业集聚的干预行为普遍存在,这可能会影响集聚对环境效率的作用,如果忽视这一重要因素在理论模型中的作用可能会产生遗漏重要变量的问题。因此,本文尝试从政府干预的视角切入,探析政府地价干预行为是否会影响工业集聚对环境效率的作用。此外,本章节还对研究的目的与意义、具体研究内容、研究方法、技术路线以及可能的创新点与不足之处进行了阐述。 第二章为概念界定与文献综述部分。针对本文的研究内容,本章节首先对政府地价干预、工业集聚和地区环境效率进行了概念上的界定。然后,从政府干预工业地价的相关研究、工业集聚形成的原因、环境效率的影响因素、工业集聚对环境效率的影响以及政府干预对工业集聚与集聚效应影响的研究这五个方面对相关文献进行归纳和总结。 第三章为理论基础与分析框架部分。这一部分主要是通过介绍产业集聚理论、波特的钻石理论以及地价理论,得出本研究所依据的理论基础。然后在理论基础上提出政府地价干预对工业集聚与环境效率关系影响的理论分析框架并阐明作用机制。 第四章为变量计算和现状描述部分。首先测度了本文的核心变量政府地价干预、工业集聚与环境效率,然后根据测算结果进行现状分析。本文发现在2007-2013年的研究时段内,我国工业地价总体负向偏离其边际产出,即工业地价偏低,政府的干预导致地价没有反映土地本身的价值和稀缺性;全国工业集聚度总体呈上升趋势;环境效率变化不均,总体看上升趋势减缓。 第五章为本文的实证研究部分。这一部分通过动态面板模型实证检验政府地价干预是否影响工业集聚与环境效率的关系,并进行了稳健性检验和异质性分析。结果表明,政府和市场共同作用下的工业集聚与环境效率正相关;而在引入政府干预核心因素地价干预与工业集聚的交互项时,地价干预显著抑制了工业集聚对环境效率的改善作用,因此政府地价干预具有显著的负向调节作用。然后在考虑行业异质性的基础上,实证检验发现高端技术行业的地价干预对工业集聚改善环境效率的抑制作用更弱;在考虑环保合约政策实施时点差异的基础上,实证检验发现2011年环保政策文件下达使得环保指标在合约中的作用愈发重要后,政府地价干预对工业集聚改善环境效率的抑制作用较2011年之前相比减弱。 第六章为本文的研究结论与政策建议部分。本节的内容是根据前文的理论分析及实证检验结果总结研究结论,并依据结论提出相关政策建议。首先,应完善工业用地供应的市场机制,减少政府对地价的行政干预,使工业地价逐步回归市场。其次,廓清政府与市场的边界,以更加合理、适度的政府行为与市场力量共同推动产业集聚,充分发挥集聚的正外部性效应。最后,规范地方政府间的竞争机制,重视环保考核在官员政治晋升中的作用,鼓励各地推动经济与环境的协调发展。 |
外文摘要: |
Western scholars have long documented that market-led industrial agglomeration not only increases productivity, but also reduces the emissions per unit of output through technological spillover and the scale effect of pollution control. This conclusion has been validated in many industrial cluster areas. However, many domestic scholars who examined the relationship between China's industrial agglomeration and environmental efficiency have reached different conclusions. This literature argues that China's agglomeration scale effect does not improve environmental efficiency due to the incomplete agglomeration industry chain and its unreasonable layout. Nevertheless, a very important external factor was ignored: the government intervention. Most of the existing research is based on the premise of the market-led formation of industry agglomeration, which believes that companies in order to pursue the optimal profits under the guidance of factor costs will spontaneously agglomerate to form external economies of scale and further affect environmental efficiency. However, in China, industrial agglomeration is not entirely dominated by the market, local governments have promoted industrial agglomeration through land price interventions, which is a very common practice. In essence, the government's intervention in landprices on the one hand harms the role of land price as the entry threshold for firms to enter the region, on the other hand, grants subsidies to firms. Therefore, this price intervention not only increases industrial agglomeration scale, but also affecting the internal correlation and production of agglomerated firms, which may affect the external effects of agglomeration. This thesis aims to explore whether the land price intervention impacts the external effects of industrial agglomeration in terms of environmental efficiency? And what is the specific mechanism? Answering the above questions is helpful to understand in depth how the land price policy interventions currently implemented by local governments play a role in formation of agglomeration economies. Firstly, this thesis summarizes the existing research on the mechanism and the impact of industrial agglomeration on environmental efficiency, and then characterizes the government intervention in terms of industrial land price deviation. Based on this, we establish an analysis framework which clarifies the relationship between agglomeration and environmental efficiency and the mechanism of impact of land price intervention, and then puts forward the propositions. Secondly, based on the panel data of 245 prefecture-level cities in China from 2007 to 2013, a dynamic panel model was used to test whether industrial land price intervention has impacted the effect of agglomeration scale on environmental efficiency, and a robustness test was performed. Moreover, based on the consideration of the heterogeneity inregional industry development, it is further explored whether there is a difference in the role of land price intervention. Finally, according to the empirical results, corresponding policy recommendations are put forward. This article is divided into six chapters. The first chapter is the introduction. Most of the existing literature on the relationship between industrial agglomeration and environmental efficiency in China has ignored the government factor, but in practice, government intervention in industrial agglomeration is widespread, which may affect the relationship between agglomeration and environmental efficiency. Therefore, this paper aims to explore whether government intervention will affect the relationship between industrial agglomeration and environmental efficiency. In addition, this chapter also describes the purpose and significance of the research, specific research content, research methods, technical routes, and possible innovations and deficiencies. The second chapter is the conception definition and literature review. In view of the research content of this article, this chapter first defines conceptually the industrial land price intervention, industrial agglomeration, and regional environmental efficiency. Then, the relevant literature is summarized in the three aspects, which are environmental efficiency influencing factors, the impact of industrial agglomeration on environmental efficiency, and the effect of government intervention on the relationship between industrial agglomeration and environmental efficiency. The third chapter is the theoretical basis and analysis framework. This part mainly introduces the theory basis of this research by introducing the theory of industrial agglomeration, Porter's diamond theory and land price theory. Then the theoretical framework of the effect of government land price intervention on the relationship between industrial agglomeration and environmental efficiency is proposed and the mechanism is clarified. The fourth chapter is the part of variable calculation and present situation description. It mainly measures the industrial land price intervention, industrial agglomeration, and environmental efficiency variables involved in this article, then analyzes the current status based on the calculation results. This paper finds that during the 2007-2013 research period, the industrial land price is negatively deviated from its marginal output, which implies that government intervention caused the results that the land price is not able to reflect the value and scarcity of the land. In addition, the overall national industrial agglomeration degree increases, while the change the environmental efficiency is not stable. The fifth chapter is the empirical research of this article. In this part, the effect of industrial land price intervention on the relationship between industrial agglomeration and environmental efficiency is empirically tested through a dynamic panel model, and a robustness test and heterogeneity analysis are performed. The results show that industrial agglomeration is positively related to environmental efficiency when the government intervention factors are not controlled, and when the interactive terms of industrial land price intervention and industrial agglomeration are controlled as core factors of government intervention, land price intervention significantly inhibits the effects of agglomeration external economies of scale on the environment efficiency improvement, so land price intervention has a significant regulatory effect. The sixth chapter is the research conclusion and policy recommendations of this article. The content of this section is to summarize the research conclusions based on the theoretical analysis and empirical test results mentioned above, and put forward related policy recommendations based on the conclusions. First, the market mechanism for the supply of industrial land should be improved, the government's administrative intervention in land prices should be reduced, and industrial land prices should gradually be determined by the market. Second, the boundary between the government and the market should be clear, and industrial agglomeration should be promoted with more reasonable and appropriate government behavior and market forces, which could give rise to a better agglomeration economy. Finally, the central government should regulate the competition mechanism between local governments and promote the coordinated development of the economy and the environment. |
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中图分类号: | F30 |
开放日期: | 2020-06-18 |