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中文题名:

 村庄空心化对农户宅基地退出受偿意愿的影响研究    

姓名:

 张敏    

学号:

 2023109044    

保密级别:

 公开    

论文语种:

 chi    

学科代码:

 120405    

学科名称:

 管理学 - 公共管理 - 土地资源管理    

学生类型:

 硕士    

学位:

 管理学硕士    

学校:

 南京农业大学    

院系:

 公共管理学院    

专业:

 土地资源管理    

研究方向:

 土地经济与政策    

第一导师姓名:

 郭忠兴    

第一导师单位:

 南京农业大学    

完成日期:

 2025-05-30    

答辩日期:

 2025-05-29    

外文题名:

 Research on The Impact of Village Hollowing on Farmers' Willingness to Accept for Withdrawing from Homesteadnglish Title    

中文关键词:

 村庄空心化 ; 宅基地退出 ; 农户受偿意愿    

外文关键词:

 Village hollowing ; Homestead ; Willingness to accept    

中文摘要:

伴随着改革开放的不断深入和城市化的快速推进,为了更好的拓宽经济来源、提高经济收入水平,大量农村人口开始从农村向城镇迁移。自1997年至2023年底,我国外出务工的农民工数量从0.39亿增加至1.77亿。在现行的宅基地制度和农民的传统观念双重限制下,这些农村人口往往选择在城乡之间“两栖”生活,宅基地常处于闲置状态,造成了农村村庄人口和土地两个维度的空心化现象严重。近年来,为了促进农业转移人口有序市民化、提高宅基地资源的有效利用率,进而为乡村振兴提供土地资源、助力乡村产业发展,在各项政策支持下,宅基地有偿退出工作逐渐成为各级政府工作的重难点。那么现有的村庄空心化现象对于宅基地有偿退出工作究竟有何可能存在的影响?目前实践中仍陷入僵局。农户作为宅基地退出的主体,其真实意愿是宅基地退出和改革成功与否的关键。

围绕上述议题,本文选取安徽省滁州市来安县三城镇8个村的村庄层面数据与277户农户的微观调研数据,采用条件价值评估法(CVM)和实地问卷调查法,通过实证分析村庄空心化对农户宅基地退出受偿意愿的影响。首先,基于感知价值理论、新迁移经济理论以及农户行为理论,构建了分析框架;其次,采用综合测评法从人口结构和土地利用两个维度对村庄空心化的指标体系进行构建,并运用层次分析法确定指标权重,得到各村空心化水平指数;最后,在实地问卷调研的基础上,基于特定情境下运用条件价值评估法度量农户对宅基地退出的最低补偿价格,并通过实证分析揭示村庄空心化对农户宅基地退出受偿意愿的影响规律,探讨农户对宅基地功能价值认知在其中的中介效应。

本文的主要研究结论如下:

(1)农村村庄空心化水平在整体上呈现边远村>远郊村>近郊村的趋势。这主要是因为相较于近郊村,远离城镇中心的村庄因自然和经济条件限制,农户更愿意迁往城镇工作生活,进而引发村庄空心化。

(2)当前宅基地退出补偿标准与农户的受偿意愿之间存在显著差异。实地调研显示,三城镇农户宅基地退出的平均受偿意愿为757.54元/m²,中位数为779.82元/m²,远高于来安县政府的256.3元/m²补偿标准,严重阻碍了农村宅基地的有效退出。这相较于以前研究中简单的农户宅基地退出意愿更能突显出宅基地有偿退出过程中政策与实践的相错。

(3)村庄空心化现象对农户宅基地退出受偿意愿具有显著的负相关性。控制其他因素,村庄空心化水平每增加1个单位,农户宅基地退出补偿意愿降3.45个单位,结果稳健。异质性分析显示,年轻农户、接受过职业技术培训的农户、社会网络在城镇的农户,空心化对其补偿意愿的负面影响更显著。农户家庭抚养人口数、年总收入、宅基地面积、使用年限、所有权认知、政策了解程度及风险偏好等因素也可能影响受偿意愿。因此,制定宅基地退出补偿政策时,需考虑村庄和农户实际情况,确保政策合理可行。

(4)农户对宅基地的功能价值认知在村庄空心化与农户宅基地退出受偿意愿之间发挥了部分中介作用。因此,明确农户对宅基地功能价值的认知,是促进宅基地退出机制的关键路径。

基于上述结论,本文建议:一是在农户宅基地退出补偿过程中,应依据实际情况进行有序的分类推进,优先考虑空心化程度严重的村庄;二是合理评估宅基地各项功能价值,引导农民形成正当的退出补偿预期;三是推动农村居民向城市居民身份的转化,确保其在城市中的生存与发展需求得到实质性的保障。

外文摘要:

With the continuous deepening of reform and opening up and the rapid advancement of urbanization, in order to better broaden economic sources and improve economic income levels, a large number of rural populations have begun to migrate from rural areas to cities. From 1997 to the end of 2023, the number of migrant workers working abroad in China has increased from 39 million to 177 million. Under the dual limitations of the current homestead system and traditional beliefs of farmers, these rural populations often choose to live in an "amphibious" manner between urban and rural areas. Homesteads are often idle, resulting in a serious hollowing out of the population and land dimensions in rural villages. In recent years, in order to promote the orderly urbanization of agricultural transfer population, improve the effective utilization rate of homestead resources, and provide land resources for rural revitalization and support the development of rural industries, with the support of various policies, the paid withdrawal of homestead has gradually become a key and difficult point for governments at all levels. So, what are the possible impacts of the existing hollowing out of villages on the paid withdrawal of homestead land? At present, there is still a deadlock in practice. As the main body of rural households withdrawing from homesteads, their true willingness is the key to the success of homestead withdrawal and reform.

Based on the above issues, this article selects village level data from 8 villages in Sancheng Town, Lai'an County, Chuzhou City, Anhui Province, and micro survey data from 277 households. Using the contingent valuation method (CVM) and on-site questionnaire survey method, the article empirically analyzes the impact of village hollowing out on the willingness of farmers to receive compensation for their homesteads. Firstly, based on the theory of perceived value, the theory of new migration economy, and the theory of farmer behavior, an analytical framework was constructed; Secondly, a comprehensive evaluation method is adopted to construct an indicator system for village hollowing out from two dimensions: population structure and land use. The Analytic Hierarchy Process is used to determine the weight of the indicators and obtain the hollowing out level index for each village; Finally, based on on-site questionnaire surveys, the conditional valuation method was used to measure the minimum compensation price for farmers to withdraw from homestead land in specific contexts. Empirical analysis was conducted to reveal the impact of village hollowing out on farmers' willingness to withdraw from homestead land and explore the mediating effect of farmers' perception of the functional value of homestead land.

The main research conclusions of this article are as follows:

(1) The level of hollowing out of rural villages shows an overall trend of remote village > suburban village > near-suburban village. This is mainly because compared to near-suburban village, villages far away from the city center are more willing to move to urban areas for work and life due to natural and economic limitations, which leads to the hollowing out of villages.

(2) There is a significant difference between the current compensation standards for the withdrawal of homestead land and the willingness of farmers to receive compensation. Field research shows that the average willingness to receive compensation for the withdrawal of rural homesteads in the three cities is 757.54 yuan/m ², with a median of 779.82 yuan/m ², which is much higher than the compensation standard of 256.3 yuan/m ² set by the Lai'an County government, seriously hindering the effective withdrawal of rural homesteads. Compared to previous studies that simply focused on farmers' willingness to withdraw from homesteads, this highlights the mismatch between policies and practices in the process of compensated withdrawal of homesteads.

(3) The phenomenon of village hollowing out has a significant negative correlation with the willingness of farmers to withdraw from their homesteads for compensation. Controlling for other factors, for every 1 unit increase in the level of village hollowing out, the willingness of farmers to withdraw their homestead compensation decreases by 3.45 units, and the results are stable. Heterogeneity analysis shows that the negative impact of hollowing out on compensation willingness is more significant for young farmers, farmers who have received vocational and technical training, and farmers with social networks in urban areas. Factors such as the number of dependents, annual total income, area of homestead land, usage period, ownership awareness, level of policy understanding, and risk preference of rural households may also affect their willingness to receive compensation. Therefore, when formulating compensation policies for the withdrawal of homesteads, it is necessary to consider the actual situation of villages and farmers to ensure that the policies are reasonable and feasible.

(4) Farmers' perception of the functional value of homestead land plays a partial mediating role between the hollowing out of villages and their willingness to withdraw from compensation for homestead land. Therefore, clarifying farmers' understanding of the functional value of homestead land is a key path to promoting the exit mechanism of homestead land.

Based on the above conclusions, this article suggests that: firstly, in the process of compensating farmers for the withdrawal of their homesteads, orderly classification should be carried out according to the actual situation, and priority should be given to villages with severe hollowing out; The second is to reasonably evaluate the functional value of homestead land and guide farmers to form a legitimate expectation of compensation for withdrawal; The third is to promote the transformation of rural residents into urban residents, ensuring that their survival and development needs in the city are substantially guaranteed.

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中图分类号:

 F30    

开放日期:

 2025-06-10    

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